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FINRA                                                    www.finra.org

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William H. Smathers                             wsmathers@nextfinancial.com

NEXT Financial Group                         www.nextfinancial.com

Securities offered through NEXT Financial Group, Inc. Member FINRA/SIPC. Investment Advisory Services offered through Smathers Financial Group, Inc. an Investment Advisor registered with the State of Florida. Smathers Financial Group, Inc. is not an affiliate of NEXT Financial Group, Inc.  Securities available on to residents of the following states: FL, GA, LA, MI, NC, and OH. To view NEXT Financial Group's privacy policy and other information, visit the "Clients" section of www.nextfinancial.com.